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Three-dimensional stress variation characteristics in deep hard rock of CJPL-Ⅱ project based on in-situ monitoring

International Journal of Mining Science and Technology 2024年第2期34卷 179-195页

作者： Minzong Zheng Shaojun Li Zejie Feng Huaisheng Xu Yaxun Xiao State Key Laboratory of Geomechanics and Geotechnical Engineering Institute of Rock and Soil MechanicsChinese Academy of SciencesWuhan 430071China University of Chinese academy of sciences Beijing 100049China

In deep hard rock excavation, stress plays a pivotal role in inducing stress-controlled failure. While the impact of excavation-induced stress disturbance on rock failure and tunnel stability has undergone comprehensive examination through laboratory tests and numerical simulations, its validation through insitu stress tests remains unexplored. This study analyzes the three-dimensional stress changes in the surrounding rock at various depths, monitored during the excavation of B2 Lab in China Jinping Underground Laboratory Phase Ⅱ(CJPL-Ⅱ). The investigation delves into the three-dimensional stress variation characteristics in deep hard rock, encompassing stress components and principal stress. The results indicate changes in both the magnitude and direction of the principal stress during tunnel excavation. To quantitatively describe the degree of stress disturbance, a series of stress evaluation indexes are established based on the distances between stress tensors, including the stress disturbance index(SDI), the principal stress magnitude disturbance index(SDIm), and the principal stress direction disturbance index(SDId). The SDI indicates the greatest stress disturbance in the surrounding rock is 4.5 m from the tunnel wall in B2 Lab. SDIm shows that the principal stress magnitude disturbance peaks at2.5 m from the tunnel wall. SDId reveals that the largest change in principal stress direction does not necessarily occur near the tunnel wall but at a specific depth from it. The established relationship between SDI and the depth of the excavation damaged zone(EDZ) can serve as a criterion for determining the depth of the EDZ in deep hard rock engineering. Additionally, it provides a reference for future construction and support considerations.

关键词： Disturbance stress Tensor distance Stress disturbance index Principal stress direction Underground research laboratory

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Estimation of tunnel axial orientation in the interlayered rock mass using a comprehensive algorithm

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Journal of rock mechanics and Geotechnical Engineering 2024年第7期16卷 2579-2590页

作者： Hui Li Weizhong Chen Xianjun Tan State Key Laboratory of Geomechanics and Geotechnical Engineering Institute of Rock and Soil MechanicsChinese Academy of SciencesWuhan430071China

The axial selection of tunnels constructed in the interlayered soft-hard rock mass affects the stability and safety during *** optimization is primarily based on experience or comparison and selection of alternative values under specific geological *** this work,an intelligent optimization framework has been proposed by combining numerical analysis,machine learning(ML)and optimization *** automatic and intelligent numerical analysis process was proposed and coded to reduce redundant manual *** conventional optimization algorithm was developed from two aspects and applied to the hyperparameters estimation of the support vector machine(SVM)model and the axial orientation optimization of the ***,the comprehensive framework was applied to a numerical case study,and the results were compared with those of other *** results of this study indicate that the determination coefficients between the predicted and the numerical stability evaluation indices(STIs)on the training and testing datasets are 0.998 and 0.997,*** a given geological condition,the STI that changes with the axial orientation shows the trend of first decreasing and then increasing,and the optimal tunnel axial orientation is estimated to be 87.This method provides an alternative and quick approach to the overall design of the tunnels.

关键词： Tunnel Building information modeling Design optimization Particle swarm optimization Support vector machine(SVM)

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Optimizing profile line interval for enhanced accuracy in rock joint morphology and shear strength assessments

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International Journal of Mining Science and Technology 2024年第5期34卷 587-608页

作者： Leibo Song Quan Jiang Shigui Du Jiamin Song Gang Wang Yanting Gu Xingkai Wang Jinzhong Wu School of Civil Engineering Shaoxing UniversityShaoxing 312000China Key Laboratory of rock mechanics and Geohazards of Zhejiang Province Shaoxing UniversityShaoxing 312000China State Key Laboratory of Geomechanics and Geotechnical Engineering Institute of Rock and Soil MechanicsChinese Academy of SciencesWuhan 430071China institute of rock mechanics Ningbo UniversityNingbo 315211China

2D profile lines play a critical role in cost-effectively evaluating rock joint properties and shear ***, the interval(ΔI_(L)) between these lines significantly impacts roughness and shear strength assessments. A detailed study of 45 joint samples using four statistical measures across 500 different ΔI_(L)values identified a clear line interval effect with two stages: stable and *** statistical analysis showed a linear relationship between the error bounds of four parameters,shear strength evaluation, and their corresponding maximum ΔI_(L)values, where the gradient k of this linear relationship was influenced by the basic friction angle and normal stress. Accounting for these factors,lower-limit linear models were employed to determine the optimal ΔI_(L)values that met error tolerances(1%–10%) for all metrics and shear strength. The study also explored the consistent size effect on joints regardless of ΔI_(L)changes, revealing three types of size effects based on morphological ***, larger joints required generally higher ΔI_(L)to maintain the predefined error limits, suggesting an increased interval for large joint analyses. Consequently, this research provides a basis for determining the optimal ΔI_(L), improving accuracy in 2D profile line assessments of joint characteristics.

关键词： rock joint Roughness Shear strength Size effect Profile line interval effect

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A novel relationship between elastic modulus and void ratio associated with principal stress for coral calcareous sand

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Journal of rock mechanics and Geotechnical Engineering 2024年第3期16卷 1033-1048页

作者： Ran Gao Jianhong Ye State Key Laboratory of Geomechanics and Geotechnical Engineering Institute of Rock and Soil MechanicsChinese Academy of SciencesWuhan430071China University of Chinese academy of sciences Beijing100049China

Elastic moduli,*** modulus G and bulk modulus K,are important parameters of geotechnical materials,which are not only the indices for the evaluation of the deformation ability of soils but also the important basic parameters for the development of the constitutive models of geotechnical *** this study,a series of triaxial loading-unloading-reloading shear tests and isotropic loading-unloadingreloading tests are conducted to study several typical mechanical properties of coral calcareous sand(CCS),and the void ratio evolution during loading,unloading and *** test results show that the stress-strain curves during multiple unloading processes are almost parallel,and their slopes are much greater than the deformation modulus at the initial stage of *** relationship between the confining pressure and the volumetric strain can be defined approximately by a hyperbolic equation under the condition of monotonic loading of confining *** the condition of confining pressure unloading,the evolution of void ratio is linear in the e-lnp0 plane,and these lines are a series of almost parallel lines if there are multiple processes of *** on the experimental results,it is found that the modified Hardin formulae for the elastic modulus estimation have a significant deviation from the tested values for *** on the experimental results,it is proposed that the elastic modulus of soils should be determined by the intersection line of two spatial surfaces in the G/K-e-p’/pa space(pa:atmosphere pressure).“Ye formulation”is further proposed for the estimation of the elastic modulus of *** new estimation formulation for soil elastic modulus would provide a new method to accurately describe the mechanical behavior of granular soils.

关键词： Coral calcareous sand(CCS) Elastic shear modulus Elastic bulk modulus Triaxial test Estimation formulation Ye formulation

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A review of in situ carbon mineralization in basalt

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Journal of rock mechanics and Geotechnical Engineering 2024年第4期16卷 1467-1485页

作者： Xiaomin Cao Qi Li Liang Xu Yongsheng Tan State Key Laboratory of Geomechanics and Geotechnical Engineering Institute of Rock and Soil MechanicsChinese Academy of SciencesWuhan 430071China University of Chinese academy of sciences Beijing 100049China

Global warming has greatly threatened the human living environment and carbon capture and storage(CCS)technology is recognized as a promising way to reduce carbon *** storage is considered a reliable option for long-term carbon *** rich in alkaline earth elements facilitates rapid and permanent CO_(2) fixation as ***,the complex CO_(2)-fluid-basalt interaction poses challenges for assessing carbon storage *** different reaction conditions,the carbonation products and carbonation rates *** mineralization reactions also induce petrophysical and mechanical responses,which have potential risks for the long-term injectivity and the carbon storage safety in basalt *** this paper,recent advances in carbon mineralization storage in basalt based on laboratory research are comprehensively *** assessment methods for carbon storage potential are introduced and the carbon trapping mechanisms are investigated with the identification of the controlling *** in pore structure,permeability and mechanical properties in both static reactions and reactive percolation experiments are also *** study could provide insight into challenges as well as perspectives for future research.

关键词： Carbon mineralization Basalt CO_(2)-fluid-basalt interaction Petrophysical evolution Mechanical response Carbon capture and storage(CCS)

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Estimating shear strength of high-level pillars supported with cemented backfilling using the HoekeBrown strength criterion

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Journal of rock mechanics and Geotechnical Engineering 2024年第2期16卷 454-469页

作者： Kaizong Xia Congxin Chen Xiumin Liu Yue Wang Xuanting Liu Jiahao Yuan State Key Laboratory of Geomechanics and Geotechnical Engineering Institute of Rock and Soil MechanicsChinese Academy of SciencesWuhan430071China University of Chinese academy of sciences Beijing100049China

Deep metal mines are often mined using the high-level pillars with subsequent cementation backfilling(HLSCB)mining *** the design stage,it is therefore important to have a reasonable method for determining the shear strength of the high-level pillars(*** and internal friction angle)when they are supported by cemented *** this study,a formula was derived for the upper limit of the confining pressure σ3max on a high-level pillar supported by cemented backfilling in a deep metal mine.A new method of estimating the shear strength of such pillars was then proposed based on the Hoek eBrown failure *** analysis indicates that the horizontal stress σhh acting on the cemented backfill pillar can be simplified by expressing it as a constant value.A reasonable and effective value for σ3max can then be *** value of s3max predicted using the proposed method is generally less than 3 *** this range,the shear strength of the high-level pillar is accurately calculated using the equivalent MohreCoulomb *** proposed method can effectively avoid the calculation of inaccurate shear strength values for the high-level pillars when the original HoekeBrown criterion is used in the presence of large confining pressures,*** situation in which the cohesion value is too large and the friction angle is too small can effectively be *** proposed method is applied to a deep metal mine in China that is being excavated using the HLSCB *** shear strength parameters of the high-level pillars obtained using the proposed method were input in the numerical *** numerical results show that the recommended level heights and sizes of the high-level pillars and rooms in the mine are rational.

关键词： Deep metal mines High-level pillars HoekeBrown strength criterion Cemented backfilling Confining pressure Shear strength

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Real-time arrival picking of rock microfracture signals based on convolutional-recurrent neural network and its engineering application

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Journal of rock mechanics and Geotechnical Engineering 2024年第3期16卷 761-777页

作者： Bing-Rui Chen Xu Wang Xinhao Zhu Qing Wang Houlin Xie State Key Laboratory of Geomechanics and Geotechnical Engineering Institute of Rock and Soil MechanicsChinese Academy of SciencesWuhan430071China University of Chinese academy of sciences Beijing100049China

Accurately picking P-and S-wave arrivals of microseismic(MS)signals in real-time directly influences the early warning of rock mass failure.A common contradiction between accuracy and computation exists in the current arrival picking ***,a real-time arrival picking method of MS signals is constructed based on a convolutional-recurrent neural network(CRNN).This method fully utilizes the advantages of convolutional layers and gated recurrent units(GRU)in extracting short-and long-term features,in order to create a precise and lightweight arrival picking ***,the synthetic signals with field noises are used to evaluate the hyperparameters of the CRNN model and obtain an optimal CRNN *** actual operation on various devices indicates that compared with the U-Net method,the CRNN method achieves faster arrival picking with less performance *** application of large underground caverns in the Yebatan hydropower station(YBT)project shows that compared with the short-term average/long-term average(STA/LTA),Akaike information criterion(AIC)and U-Net methods,the CRNN method has the highest accuracy within four sampling points,which is 87.44%for P-wave and 91.29%for S-wave,*** sum of mean absolute errors(MAESUM)of the CRNN method is 4.22 sampling points,which is lower than that of the other *** the four methods,the MS sources location calculated based on the CRNN method shows the best consistency with the actual failure,which occurs at the junction of the shaft and the second ***,the proposed method can pick up P-and S-arrival accurately and rapidly,providing a reference for rock failure analysis and evaluation in engineering applications.

关键词： rock mass failure Microseismic event P-wave arrival S-wave arrival Deep learning

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Effect of intermittent joint distribution on the mechanical and acoustic behavior of rock masses

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Journal of rock mechanics and Geotechnical Engineering 2024年第4期16卷 1231-1244页

作者： Shuaiyang Fu Haibo Li Liwang Liu Di Wu Ben Wang State Key Laboratory of Geomechanics and Geotechnical Engineering Institute of Rock and Soil MechanicsChinese Academy of SciencesWuhan430071China University of Chinese academy of sciences Beijing100049China

The mechanical characteristics and acoustic behavior of rock masses are greatly influenced by stochastic *** this study,numerical models of rock masses incorporating intermittent joints with different numbers and dip angles were produced using the finite element method(FEM)with the intrinsic cohesive zone model(ICZM).Then,the uniaxial compressive and wave propagation simulations were *** results indicate that the joint number and dip angle can affect the mechanical and acoustic properties of the *** uniaxial compressive strength(UCS)and wave velocity of rock masses decrease monotonically as the joint number ***,the wave velocity grows monotonically as the joint dip angle *** the joint dip angle is 45°–60°,the UCS of the rock mass is lower than that of other dip *** wave velocity parallel to the joints is greater than that perpendicular to the *** the dip angle of joints remains unchanged,the UCS and wave velocity are positively *** the joint dip angle increases,the variation amplitude of the UCS regarding the wave velocity *** reveal the effect of the joint distribution on the velocity,a theoretical model was also *** to the theoretical wave velocity,the change in wave velocity of models with various joint numbers and dip angles was consistent with the simulation ***,a theoretical indicator(*** tensor)was adopted to analyze the variation of the wave velocity and UCS.

关键词： Stochastic joints Intrinsic cohesive zone model Uniaxial compressive strength(UCS) Wave propagation Fabric tensor

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Swelling pressure evolution characterization of strong expansive soil considering the influence of reserved expansion deformation

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Journal of Mountain Science 2024年第1期21卷 252-270页

作者： LI Tianguo KONG Lingwei GUO Aiguo YAN Junbiao State Key Laboratory of Geomechanics and Geotechnical Engineering Institute of Rock and Soil MechanicsChinese Academy of SciencesWuhan 430071China University of Chinese academy of sciences Beijing 100049China

Numerous engineering cases have demonstrated that the expansive soil channel slope remains susceptible to damage with the implementation of a rigid or closed protective structure. It is common for the protective structure to experience bulging failure due to excessive swelling pressure. To investigate the swelling pressure properties of expansive soil, the constant volume test was employed to study the influence of water content and reserved expansion deformation on the characteristics of swelling pressure in strong expansive soils, and also to explore the evolution mechanism of the swelling pressure. The findings demonstrate that the swelling pressure-time curve can be classified into swelling pressure-time softening and swelling pressure-time stability type. The swelling pressuretime curve of the specimen with low water content is the swelling pressure-time softening type, and the softening level will be weakened with increasing reserved expansion deformation. Besides, the maximum swelling pressure Psmax decreases with increasing water content and reserved expansion deformation, especially for expansion ratio η from 24% to 37%. The reserved deformation has little effect on reducing Psmax when it is beyond 7% of the expansion rate. The specimen with low water content has a more homogeneous structure due to the significant expansion-filling effect, and the fracture and reorganization of the aggregates in the specimens with low water content cause the swelling pressure-time softening behavior. In addition, the proposed swelling pressure-time curve prediction model has a good prediction on the test results. If necessary, a deformation space of about 7% expansion rate is recommended to be reserved in the engineering to reduce the swelling pressure except for keeping a stable water content.

关键词： Expansive soil Swelling pressure Reserved expansion deformation Water content

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Investigation of anisotropic strength criteria for layered rock mass

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Journal of rock mechanics and Geotechnical Engineering 2024年第4期16卷 1289-1304页

作者： Shuling Huang Jinxin Zhang Xiuli Ding Chuanqing Zhang Gang Han Guoqi Yu Lulu Qu Key Laboratory of Geotechnical mechanics and Engineering of the Ministry of Water Resources Changjiang River Scientific Research InstituteWuhan430071China State Key Laboratory of Geomechanics and Geotechnical Engineering Institute of Rock and Soil MechanicsChinese Academy of SciencesWuhan430000China University of Chinese academy of sciences Beijing100049China

Layered rock mass is a type of engineering rock mass with sound mechanical anisotropy,which is generally unfavorable to the stability of underground *** investigate the strength anisotropy of layered rock,the Mohr-Coulomb and Hoek-Brown criteria are introduced to establish the two transverse isotropic strength criteria based on Jaeger's single weak plane theory and maximum axial strain theory,and parameter determination ***,the sensitivity of strength parameters(K 1,K 2,and K 3)that are used to characterize the anisotropy strength of non-sliding failure involved in the strength criteria and confining pressure are *** results demonstrate that strength parameters K 1 and K 2 affect the strength of layered rock samples at all bedding angles except for the bedding angle of 90°and the angle range that can cause the shear sliding failure along the bedding *** strength of samples at any bedding angle decreases with increasing K 1,whereas the opposite is for K *** for bedding angles of 0°and 90°and the bedding angle range that can cause the shear sliding along the bedding plane,K 3 has an impact on the strength of rock samples with other bedding angles that the specimens'strength increases with increase of K *** addition,the strength of the rock sample increases as confining pressure ***,the uniaxial and triaxial tests of chlorite schist samples were carried out to verify and evaluate the strength criteria proposed in the *** shows that the predicted strength is in good agreement with the experimental *** test the applicability of the strength criterion,the strength data of several types of rock in the literature are ***,a comparison is made between the fitting effects of the two strength criteria and other available criteria for layered rocks.

关键词： Layered rock Strength anisotropy Strength criterion Experimental verification

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