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Enhancing SAEAs with unevaluated solutions:a case study of relation model for expensive optimization

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Science China(Information Sciences) 2024年第2期67卷 41-58页

作者： hao hao Xiaoqun ZHANG Aimin ZHOU Institute of Natural Sciences Shanghai Jiao Tong University Shanghai Frontiers Science Center of Molecule Intelligent Syntheses School of Computer Science and Technology East China Normal University

Surrogate-assisted evolutionary algorithms(SAEAs) hold significant importance in resolving expensive optimization problems. Extensive efforts have been devoted to improving the efficiency of SAEAs through the development of proficient model-assisted solution selection methods, which, however, first requires generating high-quality solutions. The fundamental paradigm of evaluating a limited number of solutions in each generation within SAEAs reduces the variance of adjacent populations, thereby affecting the quality of offspring solutions. This is a frequently encountered issue yet receives little attention. To address the issue, this paper presents a framework using unevaluated solutions to enhance the efficiency of SAEAs.The surrogate model is employed to identify high-quality solutions for the direct generation of new solutions without evaluation. To ensure dependable selection, we have introduced two tailored relation models to select the optimal solution and the unevaluated population. A comprehensive experimental analysis is performed on two test suites, which showcases the superiority of the relation model over regression and classification models in the solution selection phase. Furthermore, the surrogate-selected unevaluated solutions with high potential have been shown to enhance the efficiency of the algorithm significantly.

关键词： expensive optimization unevaluated solutions relation model surrogate-assisted evolutionary algorithm

Very long wave infrared quantum dot photodetector up to 18μm

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Light(Science & Applications) 2024年第4期13卷 772-782页

作者： Xiaomeng Xue Qun hao Menglu Chen School of Optics and Photonics Beijing Institute of TechnologyBeijing 100081China. Westlake Institute for Optoelectronics FuyangHangzhou 311421China. Physics Department Changchun University of Science and TechnologyChangchun 130022China

Colloidal quantum dots(CQDs)are of interest for optoelectronic devices because of the possibility of high-throughput solution processing and the wide energy gap tunability from ultraviolet to infrared wavelengths.People may question about the upper limit on the CQD wavelength region.To date,although the CQD absorption already reaches terahertz,the practical photodetection wavelength is limited within mid-wave infrared.To figure out challenges on CQD photoresponse in longer wavelength,would reveal the ultimate property on these nanomaterials.What’s more,it motivates interest in bottom-up infrared photodetection with less than 10%cost compared with epitaxial growth semiconductor bulk.In this work,developing a re-growth method and ionic doping modification,we demonstrate photodetection up to 18μm wavelength on HgTe CQD.At liquid nitrogen temperature,the responsivity reaches 0.3 A/W and 0.13 A/W,with specific detectivity 6.6×108 Jones and 2.3×109 Jones for 18μm and 10μm CQD photoconductors,respectively.This work is a step toward answering the general question on the CQD photodetection wavelength limitation.

关键词： quantum wave ultraviolet

A Global Optimality Principle for Fully Coupled Mean-field Control Systems

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Acta Mathematicae Applicatae Sinica 2024年第2期40卷 379-413页

作者： Tao hao School of Statistics and Mathematics Shandong University of Finance and EconomicsJinan 250014China

This paper concerns a global optimality principle for fully coupled mean-field control systems.Both the first-order and the second-order variational equations are fully coupled mean-field linear FBSDEs. A new linear relation is introduced, with which we successfully decouple the fully coupled first-order variational equations. We give a new second-order expansion of Y^(ε) that can work well in mean-field framework. Based on this result, the stochastic maximum principle is proved. The comparison with the stochastic maximum principle for controlled mean-field stochastic differential equations is supplied.

关键词： optimal control global maximum principle fully coupled general mean-field FBSDE adjoint equation recursive utility

Microbes in mass extinction: an accomplice or a savior?

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National Science Review 2024年第1期11卷 12-15页

作者： Genming Luo Deng Liu hao Yang China University of Geosciences (Wuhan) State Key Laboratory of Geobiology and Environmental Geology

Microbes include various types of organisms that are invisible to the naked eye,e.g. bacteria, archaea and microeukaryotes. Although the precise number remains largely unknown, microbes are recognized as the unseen majority of our biosphere [1]. As a group of organisms classified by body size, microbes cover a considerable spectrum of metabolisms,

关键词： AFTERMATH

Effect of CO_(2) Opposing Multiple Jets on Thermoacoustic Instability and NO_(x) Emissions in a Lean-Premixed Model Combustor

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Journal of Thermal Science 2024年第1期33卷 207-221页

作者： ZHOU hao HU Liubin Institute for Thermal Power Engineering State Key Laboratory of Clean Energy UtilizationZhejiang UniversityHangzhou 310027China

This paper experimentally studied the effect of CO_(2) opposing multiple jets on the thermoacoustic instability and NO_(x) emissions in a lean-premixed model combustor.The feasibility was verified from three variables:the CO_(2) jet flow rate,hole numbers,and hole diameters of the nozzles.Results indicate that the control effect of thermoacoustic instability and NO_x emissions show a reverse trend with the increase of open area ratio on the whole,and the optimal jet flow rate range is 1-4 L/min with CO_(2) opposing multiple jets.In this flow rate range,the amplitude and frequency of the dynamic pressure and heat release signals CH~* basically decrease as the CO_(2) flow rate increases,which avoids high-frequency and high-amplitude thermoacoustic instability.The amplitude-damped ratio of dynamic pressure and CH*can reach as high as 98.75% and 93.64% with an optimal open area ratio of 3.72%.NO_(x) emissions also decrease as the jet flow rate increases,and the maximum suppression ratio can reach 68.14%.Besides,the flame shape changes from a steep inverted "V" to a more flat "M",and the flame length will become shorter with CO_(2) opposing multiple jets.This research achieved the synchronous control of thermoacoustic instability and NO_(x) emissions,which could be a design reference for constructing a safer and cleaner combustor.

关键词： thermoacoustic instability lean-premixed model combustor CO_(2)opposing multiple jets open area ratio NO_(x)emissions

Constraint on the focal mechanism of the 2011 Tohoku earthquake from the radial modes

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Geodesy and Geodynamics 2024年第1期15卷 27-32页

作者： Weikun Chen hao Ding School of Geodesy and Geomatics Hubei LuoJia LaboratoryWuhan UniversityWuhan 430079China

Different from other normal modes of the Earth’s free oscillation that depend on all the six components(M_(rr),M_(tt),M_(pp),M_(rt),M_(rp),and M_(tp))of the centroid moment tensor,the amplitudes of the radial modes depend on the M_(rr)component(e.g.,scalar moment(M_(0)),dip(δ),and slip(λ))and hypocenter depth of the focal mechanism,and hence can be easily used to constrain these parameters of the focal mechanism.In this study,we use the superconducting gravimeter(SG)records after the 2011 Tohoku earthquake to analyze the radial modes_(0)S_(0)and_(1)S_(0).Based on the solutions of the focal mechanism provided by the GCMT and USGS,we can obtain the theoretical amplitudes of these two radial modes.Comparing the theoretical amplitudes with the observation amplitudes,it is found that there are obvious differences between the former and the latter,which means that the GCMT and USGS focal mechanisms cannot well represent the real focal mechanism of the 2011 event.Taking the GCMT solution as a reference and changing the depth and the three parameters of the M_(rr)moment,the scalar moment(M_(0))and the dip(δ)have significant influences,but the effects of the slip(λ)and the depth are minor.After comparisons,we provide a new constraint(M_(0)=5.8±0.09×10^(22)N·m,δ=10.1±0.08°,λ=88°,and depth=20 km)for the focal mechanism of the 2011 event.In addition,we further determine the center frequency(1.631567±2.6e^(-6)mHz)and quality factor(2046.4±50.1)of the_(1)S_(0)mode.

关键词： Focal mechanism Radial modes Gravity observation

Discovery of Partial Differential Equations from Highly Noisy and Sparse Data with Physics-Informed Information Criterion

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Research 2024年第1期2023卷 247-259页

作者： hao Xu Junsheng Zeng Dongxiao Zhang BIC-ESAT EREand SKLTCSCollege of EngineeringPeking UniversityBeijing 100871P.R.China Institute of Applied Physics and Computational Mathematics Beijing 100088P.R.China Eastern Institute for Advanced Study Eastern Institute of TechnologyNingbo 315200ZhejiangP.R.China National Center for Applied Mathematics Shenzhen(NCAMS) Southern University of Science and TechnologyShenzhen 518055GuangdongP.R.China Department of Mathematics and Theories Peng Cheng LaboratoryShenzhen 518000GuangdongP.R.China

Data-driven discovery of partial differential equations(PDEs)has recently made tremendous progress,and many canonical PDEs have been discovered successfully for proof of concept.However,determining the most proper PDE without prior references remains challenging in terms of practical applications.In this work,a physics-informed information criterion(PIC)is proposed to measure the parsimony and precision of the discovered PDE synthetically.The proposed PIC achieves satisfactory robustness to highly noisy and sparse data on 7 canonical PDEs from different physical scenes,which confirms its ability to handle difficult situations.The PIC is also employed to discover unrevealed macroscale governing equations from microscopic simulation data in an actual physical scene.The results show that the discovered macroscale PDE is precise and parsimonious and satisfies underlying symmetries,which facilitates understanding and simulation of the physical process.The proposition of the PIC enables practical applications of PDE discovery in discovering unrevealed governing equations in broader physical scenes.

关键词： process canonical proof

Influence of carbides and pores on the localized deformation of nickel-based single-crystal superalloys

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Progress in Natural Science:Materials International 2024年第3期34卷 562-568页

作者： Rengeng Li Yu Zhang haoyi Niu hao Wang hao Wu Key Laboratory for Light-weight Materials Nanjing Tech University College of Materials Science and Engineering Chongqing University CRRC Qishuyan Institute Co.Ltd.

The carbides and pores play a critical role in the cracking tendencies of nickel-based single-crystal superalloys during deformation. In the present study, the deformation mechanism and local strain evolution behavior around carbides and pores were studied through in-situ tensile deformation experiments. The findings indicate that multiple slip systems are easily activated during tensile deformation in single-crystal alloys. Furthermore, the strain localization in carbides is influenced by their morphology, with rod-like and flake-like carbides demonstrating an increased likelihood of cracking during deformation. The strain localization adjacent to pores is markedly more intense, rendering these areas particularly susceptible to cracking. Our work therefore offers a theoretical foundation for enhancing the mechanical properties of nickel-based single-crystal superalloys by controlling carbide morphology and pore formation.

关键词： Carbides In-situ tensile Nickel-based single-crystal Pores Strain evolution

Research progresses and prospects of multi-sphere compound extremes from the Earth System perspective

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Science China Earth Sciences 2024年第2期67卷 343-374页

作者： Zengchao hao Yang CHEN College of Water Sciences Beijing Normal UniversityBeijing100875China State Key Laboratory of Severe Weather Chinese Academy of Meteorological SciencesBeijing100081China

Compound extremes,whose socioeconomic and ecological impacts are severer than that caused by each event occurring in isolation,have evolved into a hot topic in Earth Science in the past decade.In the context of climate change,many compound extremes have exhibited increasing frequency and intensity,and shown novel fashions of combinations,posing more pressing demands and tougher challenges to scientific research and disaster prevention and response.This article,via a perspective of multi-sphere interactions within the Earth System,systematically reviews the status quo,new scientific understanding,and deficiencies regarding the definition,mechanism,change,attribution,and projection of compound extremes.This study also sorts out existing challenges and outlines a potential roadmap in advancing the study on compound extremes with respect to data requirement,mechanistic diagnosis,numerical modeling,attribution and projection,risk assessment,and adaptive response.Further directions of compound extremes studies and key research topics that warrant multi-disciplinary and multisectoral coordinated efforts are also proposed.Given that climate change has reshaped the type of extremes,a transformation from the traditional single-event perspective to a compound-event perspective is needed for scientific research,disaster prevention and mitigation,and climate change adaptation,calling for bottom-up innovation in research objects,ideas,and methods.This article will add value to promoting the research on compound extremes and interdisciplinary cooperations.

关键词： Extremes Compound extremes Climate change and risk Multi-sphere interactions